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Buying a Broker Dealer

Buy a Broker Dealer

Buying a Broker Dealer on

The BDFS platform typically has three types of buyers:

  • Buyers seeking to acquire an existing Broker Dealer
  • Owners seeking to merge with a Broker Dealer
  • Investors seeking out producing Broker Dealers

Our platform is the first of its kind, helping buyers find the Broker Dealer they’re looking for by utilizing a unique combination of artificial intelligence (AI) and human experience. Book an appointment today to access our Broker Dealer platform, and we’ll show you the BDFS difference.

Every Broker Dealer available for purchase on our list has met requirements for factors such as:

  • Proper Regulatory Credentials
  • Financial Strength
  • Clean Background

We Can Help You Find and Buy a Broker Dealer

The advantages of working with when buying a Broker Dealer comes down to our extensive list of Broker Dealers for sale, our hands-on personal service, and our acquired expertise. We are experienced in the entire buying process and work with FINRA continuously. Your initial consultation includes an overall assessment, presentation of options, and an examination of what each alternative means for you. Whether costs, capabilities, or schedule is your most important concern, we have options available that best meet your needs.

Buyers Seeking to Acquire an Existing Broker Dealer

All existing Broker Dealers are registered with the SEC and FINRA; therefore, they have been approved to buy and sell securities. Nevertheless, one must be choosy when selecting a Broker Dealer to purchase because a Broker Dealer may only conduct business within the areas it’s registered. There are several Broker Dealers for sale that are approved in various areas of business, so regardless of the nature of the security, an acquiring firm can easily find a Broker Dealer that suits their needs.

In most cases, by purchasing a Broker Dealer, a firm not only becomes eligible to sell listed securities, but also securities that are traded over the counter (OTC) and those that are eligible only for private placements. For financial firms, individuals, and startups that are entering a business in which they will be earning a fee or commission based on transactions or the amount of capital raised, registering as a Broker Dealer is mandatory. If you are looking to conduct business quickly, then purchasing from a Broker Dealer seller on our platform may be the way to go. Book an appointment to discuss your needs and access our Broker Dealer platform.


Broker Dealer Mergers & Acquisitions (M&A)

Broker Dealer Mergers & acquisitions (M&A) are transactions in which the ownership of a Broker Dealer is transferred or consolidated with another entity. Often used as a tool for strategic management, Broker Dealer M&A can allow growth or downsizing, change the nature of a firm’s business, or improve competitive positioning.

  • An acquisition/takeover is the purchase of one business or company by another company or other business entity.
  • A merger is the legal union of two or more corporations into a single entity, typically assets and liabilities being assumed by the buying party.

Related to Broker Dealers, both types of transaction generally result in the consolidation of assets and liabilities under one entity. A deal structured as an acquisition may place one firm’s business under the indirect ownership of the other firm’s shareholders, while a transaction structured as a merger may give each firm’s shareholders partial ownership and control of the combined company.

M&A transactions involving regulated Broker Dealers often require Financial Industry Regulatory Authority (FINRA) approval under NASD Rule 1017.

Let Us Help You Buy a Broker Dealer

When buying a Broker Dealer, the advantages of working with comes down to our hands-on personal service, our acquired expertise, and our extensive list of Broker Dealers for sale. We are experienced in all areas of the M&A process and work with FINRA regularly. Book an appointment to discuss your needs and view our comprehensive list of Broker Dealers for Sale. Find the Broker Dealer you’re looking for!